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Current Employers
Tiaa Wealth Investment Management Llc

730 Third Ave, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-10-16
  • NC RA
    APPROVED
    Since 2025-10-16

Branch Locations

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Charlotte NC 12/2011 Present
Tiaa Wealth Investment Management Llc Charlotte NC 10/2025 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-12-15
  • S63 Uniform Securities Agent State Law Examination
    1993-12-15
Designations

View on SEC IAPD

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