Greg Shane Lavin

Current Employers

Employment History

• 01/1990 → 08/2018
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 09/1993 → 08/2018
  Northwestern Mutual Investment Services, Llc
  Eau Claire, WI
• 03/2013 → 08/2018
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 08/2018 → 06/2024
  Securities America, Inc.
  Fond Du Lac, WI
• 08/2018 → 06/2024
  Securities America Advisors
  Fond Du Lac, WI
• 06/2024 → 02/2026
  Osaic Wealth, Inc.
  Fond Du Lac, WI
• 02/2026 → Present
  Raymond James Financial Services Inc.
  Fond Du Lac, WI
• 02/2026 → Present
  Raymond James Financial Services Advisors Inc.
  Fond Du Lac, WI

Previous Registrations

• 2024-06-14 → 2026-02-05
  Osaic Wealth, Inc.
  Fond Du Lac, WI
• 2018-08-16 → 2024-06-14
  Securities America Advisors, Inc.
  Fond Du Lac, WI
• 2011-02-16 → 2018-08-16
  Northwestern Mutual Investment Services, Llc
  Fond Du Lac, WI
  Fond Du Lac, WI
  Fond Du Lac, WI
  Beaver Dam, WI

Other Businesses

(1)Name of Business: Lavin's Landing LLC Address: 7 S Main St, Fond Du Lac, WI, 54935-4226, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 10/11/2011 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I own the property that Onward Financial Network LLC is located and Sole tenant. I manage the property physical plant and collect rent from Onward Financial Network LLC (2)Name of Business: Onward Financial Network Insurance Agency Address: 7 S Main St, Fond Du Lac, WI, 54935-4226, United States Activity Type: Non-variable Insurance Position/Title: Owner Investment Related: Yes Start Date: 08/16/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: OFN-IA is a wholly owned subsidiary of Onward Financial Network LLC. It is an insurance agency that never materialized into a business venture. I will be concluding and closing this business in the next 18 months. This entity has not nor will engage in any variable products, the previous sales were fixed-nonvariable products only (3)Name of Business: Onward Financial Network LLC Address: 7 S Main St, Fond Du Lac, WI, 54935-4226, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 09/21/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: I own Onward Financial Network LLC. I am a Wealth Management Advisor. I am the Lead Wealth Management Advisor that manages 6 employees.

Exams

• S66 Uniform Combined State Law Examination
  2011-02-11
• S63 Uniform Securities Agent State Law Examination
  2000-07-21