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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2022-11-21 |
Branch Locations
Kilmarnock, VA • United States
8100 Boone Blvd Ste 420, Vienna, VA 22182 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Mclean | VA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Mclean | VA | 11/2016 | 11/2022 |
| Lpl Financial Llc | Kilmamock | VA | 11/2022 | Present |
1. 8/19/2022 / Fox Wealth Management / DBA for LPL Business (entity for LPL business) / INV RELATED/ Ashburn VA@BUS LOC/Start date 08/17/2022/160 HRS PER MNTH/8 HRS DRNG TRADING-100 TIME SPNT PRCNT. 2. 11/10/2023 - Plum Tree Financial, Inc. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/30/2023 - 80 Hours Per Month/ 30 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-12-04 |
| S63 | Uniform Securities Agent State Law Examination | 1993-12-16 |
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