Stephen Thomas Zepeda

Current Employers

Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2018-11-08

TX RA
APPROVED

Since 2018-11-08

Branch Locations

Citi Private Bank 3800 Citigroup Center Drive, Bldg. A, Fl 1, Tampa, FL 33610 • United States

Citi Private Bank 100 Citibank Drive, Building 2, Floor 2, San Antonio, TX 78245 • United States

San Antonio, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Usaa Financial Advisors, Inc.	San Antonio	TX	12/2014	08/2017
Usaa Investment Management Company	San Antonio	TX	12/2014	08/2017
Frost Brokerage Services	San Antonio	TX	09/2017	06/2018
Citigroup	San Antonio	TX	06/2018	Present

12/2014 → 08/2017

Usaa Financial Advisors, Inc.

San Antonio, TX
12/2014 → 08/2017

Usaa Investment Management Company

San Antonio, TX
09/2017 → 06/2018

Frost Brokerage Services

San Antonio, TX
06/2018 → Present

Citigroup

San Antonio, TX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-11-07
S63	Uniform Securities Agent State Law Examination	1993-11-24

S65 Uniform Investment Adviser Law Examination

2018-11-07
S63 Uniform Securities Agent State Law Examination

1993-11-24

Other Names