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Current Employers
Putnam Investment Management, Llc

100 Federal St, Boston, MA 02110 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2012-02-07
  • MA RA
    APPROVED
    Since 2012-02-07

Branch Locations

100 Federal St, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Putnam Retail Management Andover MA 10/2011 07/2024
Franklin Distributors, Llc University City MO 07/2024 Present
Putnam Investment Management Boston MA 10/2021 Present
  • 10/2011 → 07/2024
    Putnam Retail Management
    Andover, MA
  • 07/2024 → Present
    Franklin Distributors, Llc
    University City, MO
  • 10/2021 → Present
    Putnam Investment Management
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-07-14
S63 Uniform Securities Agent State Law Examination 1993-12-23
  • S65 Uniform Investment Adviser Law Examination
    1995-07-14
  • S63 Uniform Securities Agent State Law Examination
    1993-12-23

View on SEC IAPD

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