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John Dray Sterling

Edward Jones

Coeur D'ALene, ID

Tucson, AZ

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2025-08-14
TX RA APPROVED 2014-08-20
AZ RA APPROVED 2009-09-10
  • ID RA
    APPROVED
    Since 2025-08-14
  • TX RA
    APPROVED
    Since 2014-08-20
  • AZ RA
    APPROVED
    Since 2009-09-10

Branch Locations

Coeur D'ALene, ID • United States

1715 E Skyline Dr Suite 121, Tucson, AZ 85718 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 08/2009 Present
Previous Registrations
  • 2002-10-30 → 2009-09-02
    Securities America Advisors, Inc.
    Tucson, AZ
  • 2005-10-11 → 2007-11-19
    Level Four Advisory Services
    Tucson, AZ
  • 2002-01-01 → 2002-10-01
    National Planning Corporation
    Tucson, AZ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-05-24
S63 Uniform Securities Agent State Law Examination 1993-12-16
  • S65 Uniform Investment Adviser Law Examination
    2001-05-24
  • S63 Uniform Securities Agent State Law Examination
    1993-12-16
Designations

View on SEC IAPD

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