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Terry Alan Salomon

T.A. Salomon Asset Management Pllc

Phoenix, AZ

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Current Employers
T.A. Salomon Asset Management Pllc

Phoenix, AZ • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2013-05-06
  • AZ RA
    APPROVED
    Since 2013-05-06

Branch Locations

Phoenix, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
T A Salomon Asset Management Phoenix AZ 04/2013 Present
  • 04/2013 → Present
    T A Salomon Asset Management
    Phoenix, AZ
Previous Registrations
  • 2012-06-28 → 2013-06-27
    Beacon Pointe Wealth Advisors, Llc
    Newport Beach, CA
  • 2011-01-03 → 2012-03-27
    Wells Fargo Clearing Services, Llc
    Gilbert, AZ
    Maricopa, AZ
    Queen Creek, AZ
  • 2009-02-27 → 2011-01-03
    Wells Fargo Investments, Llc
    Maricopa, AZ
    Maricopa, AZ
    Casa Grande, AZ
    Gilbert, AZ
    Casa Grande, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-08
S63 Uniform Securities Agent State Law Examination 1993-12-21
  • S66 Uniform Combined State Law Examination
    2006-02-08
  • S63 Uniform Securities Agent State Law Examination
    1993-12-21

View on SEC IAPD

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