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5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2006-06-20 |
Branch Locations
Two Bala Plaza Suite 300, Bala Cynwyd, PA 19004 • United States
5429 Lbj Freeway Suite 750, Dallas, TX 75240 • UNITED STATES
Wynnewood, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prospera Financial Services | Dallas | TX | 01/2006 | Present |
Botel Asset Management; Investment Related - Yes; Two Bala Plaza, Suite 300, Bala Cynwyd, PA 19004; DBA; President; 01/2006; 160 Hours per Month; 160 During Trading Hours; Financial Planning, Investment Advisory, sales of securities and investment products.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 1994-01-06 |
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