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Current Employers
Westwood Management Corp

200 Crescent Court Suite 1200, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-08-05
  • PA RA
    APPROVED
    Since 2024-08-05

Branch Locations

Newtown, PA • United States

200 Crescent Court Suite 1200, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Power Shares Capital Management Wheaton IL 08/2005 09/2023
Invesco Advisers, Inc. Atlanta GA 08/2015 09/2023
Sei Investments Oaks PA 11/2023 07/2024
Salient Capital L.P. Houston TX 07/2024 Present
  • 08/2005 → 09/2023
    Power Shares Capital Management
    Wheaton, IL
  • 08/2015 → 09/2023
    Atlanta, GA
  • 11/2023 → 07/2024
    Sei Investments
    Oaks, PA
  • 07/2024 → Present
    Salient Capital L.P.
    Houston, TX
Previous Registrations
Other Businesses

(1) BOND CLUB OF PHILADELPHIA (BCOP); NOT INVESTMENT RELATED; PHILA, PHILADELPHIA, PA 19019, USA; THE PURPOSE OF THE BOND CLUB OF PHILADELPHIA, FOUNDED IN 1922, IS TO ENCOURAGE A SPIRIT OF COOPERATION AMONG PERSONS ENGAGED IN THE BUSINESS OF INVESTMENT SECURITIES, TO PROVIDE PROFESSIONAL EDUCATIONAL OPPORTUNITIES, AND TO PROMOTE AND MAINTAIN HIGH STANDARDS AND JUST PRINCIPLES IN THE PROFESSION. IT IS A "SOCIAL" ORGANIZATION MADE UP OF FINANCIAL PROFESSIONALS. THE BOND CLUB OF PHILADELPHIA OFFERS A REGULAR SCHEDULE OF EDUCATIONAL EVENTS WHICH EMPHASIZE FIXED INCOME, MACRO-ECONOMIC AND GENERAL MARKET RELATED SUBJECTS. FURTHERMORE, MEMBERS HAVE THE OPPORTUNITY TO NETWORK WITH LIKE-MINDED INVESTMENT PROFESSIONALS FROM ACROSS THE GREATER PHILADELPHIA REGION THROUGH A SERIES OF SOCIAL GATHERINGS HELD THROUGHOUT THE YEAR; BOARD OF GOVERNORS- 1 OF 9 GOVERNORS; START: 04/2022; 02HRS/MO, NOT DURING TRADING HOURS; ADVISE THE BCOP BOARD ON VARIOUS TOPICS AND TO HELP GUIDE THE ORGANIZATION. IT IS A PASSIVE POSITION. THE GOVERNORS DO NOT ADVISE ON ANY FINANCIAL MATTERS. (2) SHRINK WRAP BUSINESS; NOT INVESTMENT RELATED; 41 PROVIDENCE COURT, NEWTOWN PA 18940; THIS IS STARTUP COMPANY DEDICATED TO PROVIDING SHRINK WRAP SERVICES, FOUNDED BY MR. DORAN'S WIFE, HE WILL BE ASSISTING HER ON THE WEEKENDS; POSITION IS AS A PART TIME EMPLOYEE; START DATE MARCH 1, 2025; 5 HOURS PER MONTH; 0 HOURS PER MONTH DURING TRADING HOURS; MR. DORAN'S DUTIES WILL BE TO HELP AS NEEDED ON THE WEEKENDS, HE WILL NOT BE MAKING FINANCIAL OR BUSINESS DECISIONS FOR THE COMPANY.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-08-12
S63 Uniform Securities Agent State Law Examination 1994-08-09
  • S65 Uniform Investment Adviser Law Examination
    2015-08-12
  • S63 Uniform Securities Agent State Law Examination
    1994-08-09
Other Names
  • Christopher J Doran

View on SEC IAPD

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