Best Investors
Account
Sign in
200 Crescent Court Suite 1200, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-08-05 |
Branch Locations
200 Crescent Court Suite 1200, Dallas, TX 75201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Power Shares Capital Management | Wheaton | IL | 08/2005 | 09/2023 |
| Invesco Advisers, Inc. | Atlanta | GA | 08/2015 | 09/2023 |
| Sei Investments | Oaks | PA | 11/2023 | 07/2024 |
| Salient Capital L.P. | Houston | TX | 07/2024 | Present |
(1) BOND CLUB OF PHILADELPHIA (BCOP); NOT INVESTMENT RELATED; PHILA, PHILADELPHIA, PA 19019, USA; THE PURPOSE OF THE BOND CLUB OF PHILADELPHIA, FOUNDED IN 1922, IS TO ENCOURAGE A SPIRIT OF COOPERATION AMONG PERSONS ENGAGED IN THE BUSINESS OF INVESTMENT SECURITIES, TO PROVIDE PROFESSIONAL EDUCATIONAL OPPORTUNITIES, AND TO PROMOTE AND MAINTAIN HIGH STANDARDS AND JUST PRINCIPLES IN THE PROFESSION. IT IS A "SOCIAL" ORGANIZATION MADE UP OF FINANCIAL PROFESSIONALS. THE BOND CLUB OF PHILADELPHIA OFFERS A REGULAR SCHEDULE OF EDUCATIONAL EVENTS WHICH EMPHASIZE FIXED INCOME, MACRO-ECONOMIC AND GENERAL MARKET RELATED SUBJECTS. FURTHERMORE, MEMBERS HAVE THE OPPORTUNITY TO NETWORK WITH LIKE-MINDED INVESTMENT PROFESSIONALS FROM ACROSS THE GREATER PHILADELPHIA REGION THROUGH A SERIES OF SOCIAL GATHERINGS HELD THROUGHOUT THE YEAR; BOARD OF GOVERNORS- 1 OF 9 GOVERNORS; START: 04/2022; 02HRS/MO, NOT DURING TRADING HOURS; ADVISE THE BCOP BOARD ON VARIOUS TOPICS AND TO HELP GUIDE THE ORGANIZATION. IT IS A PASSIVE POSITION. THE GOVERNORS DO NOT ADVISE ON ANY FINANCIAL MATTERS. (2) SHRINK WRAP BUSINESS; NOT INVESTMENT RELATED; 41 PROVIDENCE COURT, NEWTOWN PA 18940; THIS IS STARTUP COMPANY DEDICATED TO PROVIDING SHRINK WRAP SERVICES, FOUNDED BY MR. DORAN'S WIFE, HE WILL BE ASSISTING HER ON THE WEEKENDS; POSITION IS AS A PART TIME EMPLOYEE; START DATE MARCH 1, 2025; 5 HOURS PER MONTH; 0 HOURS PER MONTH DURING TRADING HOURS; MR. DORAN'S DUTIES WILL BE TO HELP AS NEEDED ON THE WEEKENDS, HE WILL NOT BE MAKING FINANCIAL OR BUSINESS DECISIONS FOR THE COMPANY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-08-12 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-09 |
Reach out to this advisor