Joseph Anthony Carpenter

Current Employers

Employment History

• 10/1993 → 09/2025
  Avantax Investment Services, Inc.
  Johnstown, PA
• 08/2012 → 09/2025
  Avantax Advisory Services
  Johnstown, PA
• 12/2005 → 09/2025
  Avantax Insurance Agency, Llc
  Johnstown, PA
• 10/2017 → 05/2023
  Center For Strategy Research Inc.
  Boston, MA
• 07/2019 → Present
  Allegheny Angel Fund I Llc
  Altoona, PA
• 08/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Johnstown, PA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Johnstown, PA

Previous Registrations

• 2012-08-29 → 2025-09-05
  Avantax Advisory Services
  Johnstown, PA
  Bonita Springs, FL

Other Businesses

1) C Revocable Trust Johnstown PA 15901 11/22/2006~2hrs~0hrs Admin of the Trust 2) JVC Rev Trust Johnstown PA 15901 2/3/2015~1hrs~0hrs Admin of the Trust 3) JC Rev Trust Johnstown PA 15901 1/1/2012 2hrs~0hrs Trustee for checking acct, Johns St. PA 4) Carpenter Fin. Srv Johnstown PA 15901 Financial Advisor/Consultant 12/1/1993~0hrs~0hrs~Owner 5) Carpenter Financial Services, Inc. DBA Carpenter Johnstown PA 15901 Accounting President 12/1/2014~10hrs~0hrs~admin duties 6) Home Builders Assoc of Alleh 237 Johns St., Ste. 2 Johnstown PA 15901 Director/Officer 6/21/2004 1hrs~0hrs~advise before the board. 7) WESTVIEW CENTER LLC; Member; commercial building.; ~NIR~; 2HRS; 0HRS; ST DT: 01/01/20 Johnstown PA Property Mgmt 8) WESSEL & CO CPA'S; Referral only; ~NIR~; 1 HR; 0 HRS; ST DT: 03/01/20 Johnstown PA 15901; Referral for clients 9) Allegheny Angel Fund I LLC; Member; Help individuals and businesses NIR 0; 07/02/2019; 3 Sheraton Drive Altoona PA 16601; Attend meetings. 10) NAME OF OTHER BUSINESS: GBU LIFE; INVESTMENT RELATED: NO; ADDRESS: 4254 SAW MILL RUN BLVD. PITTSBURGH, PA 15227; NATURE OF BUSINESS: BOARD; START DATE: 01/2026; POSITION/TITLE/RELATIONSHIP: PRODUCER ADVISORY COUNCIL MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: ADVISORY ONLY, LISTEN TO CONCERNS AND MAKE RECOMMENDATIONS TO RUN THE COMPANY MORE EFFICIENTLY; 11) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 01/1999; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS;

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-08-22
• S63 Uniform Securities Agent State Law Examination
  1993-12-21

Other Names

• Joseph Anthony Carpenter