David Paul Rottschafer

Current Employers

Employment History

• 01/2013 → 01/2024
  Cetera Advisors Llc
  El Segundo, CA
• 08/2017 → 01/2024
  Rws Business Consulting, Llc
  Peachtree City, GA
• 01/2024 → Present
  Kestra Investment Services Ll
  Peachtree City, GA
• 01/2024 → Present
  Kestra Investment Services Ll
  Peachtree City, GA

Previous Registrations

• 2004-01-01 → 2024-02-08
  Cetera Advisors Llc
  Greenwood Village, CO
  Peachtree City, GA
• 2003-04-23 → 2004-01-01
  Ifg Advisory Services Inc
  Norcross, GA

Other Businesses

Name: FAIRWAY FINANCIAL SERVICES DBA ROTTSCHAFER WEALTH SOLUTIONS POS: Agent NOB: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/29/2024 ADDRESS: 271 Highway 74N, Ste 4, Peachtree City GA 30269 DESCRIPTION: Apply for and place insurance products for clients as appropriate in light of their financial plan. Name: KESTRA ADVISORY SERVICES, LLC POS: Registered Advisor NOB: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 140 START DATE: 01/29/2024 ADDRESS: 5707 Southwest Parkway, Bldg 2, Ste 400, Austin TX 78735 DESCRIPTION: Fee-based financial planning and asset management Name: RWS BUSINESS CONSULTING, LLC POSITION: Partner in the LLC NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/07/2024 ADDRESS: 304 The Enclave, Peachtree City GA 30269 DESCRIPTION: Manage the investment inside of the LLC. Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/29/2024 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735 DESCRIPTION: IAR Name: ROTTSCHAFER WEALTH SOLUTIONS POSITION: Insurance agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/05/2024 ADDRESS: 271 Highway 74N, Ste 4, Peachtree City GA 30269, United States DESCRIPTION: Help identify potential candidates for life settlements and facilitate the procurement process. Name: POPULATION SCIENCE MANAGEMENT, LLCPOSITION: Member/working owner NATURE: Complete 1 task per month INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2026 ADDRESS: 233 S. 13th St., Suite 1900, Lincoln NE 68508, United States DESCRIPTION: Complete a 15 minute survey online per month. I will get paid approx. $25/month and will receive a K1 for $300. The whole purpose of this plan is to allow sole proprietorships to join a group health insurance plan for significant savings. I am NOT intending to be an agent of this company nor will I market the services. This is solely to allow me and my family to get significant cost savings in health insurance premiums.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-05-07
• S63 Uniform Securities Agent State Law Examination
  1993-12-29

Designations

Other Names

• David Rottschafer