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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-02-28
  • MI RA
    APPROVED
    Since 2025-02-28

Branch Locations

20750 Civic Center Drive Suite 590, Southfield, MI 48076 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Osaic Fa, Inc Southfield MI 04/2006 11/2024
Cetera Wealth Services, Llc El Segundo CA 02/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 02/2025 Present
  • 04/2006 → 11/2024
    Osaic Fa, Inc
    Southfield, MI
  • 02/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 02/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2025-01-24 → 2025-03-05
    Southfield, MI
  • 2006-09-22 → 2025-01-24
    Osaic Fa, Inc.
    Southfield, MI
    Southfield, MI
Other Businesses

1. NAME OF OTHER BUSINESS: MICHIGAN ASSOCIATION OF CPA'S; INVESTMENT RELATED: NO; ADDRESS: TROY, MI 48084; NATURE OF BUSINESS: CPA ASSOCIATION; START DATE: 08/2014; POSITION/TITLE/RELATIONSHIP: TASK FORCE MEMBER / COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: QUARTERLY MEETINGS; 2. NAME OF OTHER BUSINESS: OCULAR IMMUNOLOGY AND UVEITIS FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: WALTHAM, MA 02451; NATURE OF BUSINESS: FOUNDATION; START DATE: 08/2010; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER / FINANCE COMMITTEE; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: QUARTERLY MEETINGS; 3. NAME OF OTHER BUSINESS: YATOOMAS FOUNDATION FOR THE KIDS; INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: BLOOMFIELD HILLS, MI 48302; START DATE: 08/2004; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: GOLF OUTING AND ANNUAL DINNER; 4. NAME OF OTHER BUSINESS: 3641 W BRADFORD LLC; INVESTMENT RELATED: NO; ADDRESS: BLOOMFIELD HILLS, MI 48310; NATURE OF BUSINESS: PERSONAL RENTAL PROPERTY; START DATE: 08/2019; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: LANDLORD; 5. NAME OF OTHER BUSINESS: WEALTH STRATEGIES FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 11/2024; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 36; BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-01-12
S63 Uniform Securities Agent State Law Examination 1993-11-30
  • S65 Uniform Investment Adviser Law Examination
    2002-01-12
  • S63 Uniform Securities Agent State Law Examination
    1993-11-30
Designations

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