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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-02-28 |
Branch Locations
20750 Civic Center Drive Suite 590, Southfield, MI 48076 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osaic Fa, Inc | Southfield | MI | 04/2006 | 11/2024 |
| Cetera Wealth Services, Llc | El Segundo | CA | 02/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 02/2025 | Present |
1. NAME OF OTHER BUSINESS: MICHIGAN ASSOCIATION OF CPA'S; INVESTMENT RELATED: NO; ADDRESS: TROY, MI 48084; NATURE OF BUSINESS: CPA ASSOCIATION; START DATE: 08/2014; POSITION/TITLE/RELATIONSHIP: TASK FORCE MEMBER / COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: QUARTERLY MEETINGS; 2. NAME OF OTHER BUSINESS: OCULAR IMMUNOLOGY AND UVEITIS FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: WALTHAM, MA 02451; NATURE OF BUSINESS: FOUNDATION; START DATE: 08/2010; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER / FINANCE COMMITTEE; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: QUARTERLY MEETINGS; 3. NAME OF OTHER BUSINESS: YATOOMAS FOUNDATION FOR THE KIDS; INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: BLOOMFIELD HILLS, MI 48302; START DATE: 08/2004; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: GOLF OUTING AND ANNUAL DINNER; 4. NAME OF OTHER BUSINESS: 3641 W BRADFORD LLC; INVESTMENT RELATED: NO; ADDRESS: BLOOMFIELD HILLS, MI 48310; NATURE OF BUSINESS: PERSONAL RENTAL PROPERTY; START DATE: 08/2019; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: LANDLORD; 5. NAME OF OTHER BUSINESS: WEALTH STRATEGIES FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 11/2024; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 36; BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-01-12 |
| S63 | Uniform Securities Agent State Law Examination | 1993-11-30 |
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