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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-10-12 |
| NJ | RA | APPROVED | 2003-02-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Morrestown | NJ | 03/1998 | Present |
I*, 2743296Entity Type: Not for ProfitName of OBA: D J H TOD BENEFICIARIES ON FILEAddress: Naples, Florida 34104Investment Related: NoPosition, Title, Association: Power of AttorneyEmployee Start Date: 08/15/2025No Hours: 1 hour per yearNo Hours during trading: 0 Duties: Power of Attorney I*2743295, Entity Type: , Name of OBA: MLPF& S CUST FPO D J H IRA FBO D J H, Address: Naples, Florida, 34104, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 08/15/2025, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-02-10 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-23 |
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