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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-10-12
NJ RA APPROVED 2003-02-13
  • TX RA
    APPROVED_RES
    Since 2009-10-12
  • NJ RA
    APPROVED
    Since 2003-02-13

Branch Locations

1200 Howard Blvd, Mount Laurel, NJ 08054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Morrestown NJ 03/1998 Present
Other Businesses

I*, 2743296Entity Type: Not for ProfitName of OBA: D J H TOD BENEFICIARIES ON FILEAddress: Naples, Florida 34104Investment Related: NoPosition, Title, Association: Power of AttorneyEmployee Start Date: 08/15/2025No Hours: 1 hour per yearNo Hours during trading: 0 Duties: Power of Attorney I*2743295, Entity Type: , Name of OBA: MLPF& S CUST FPO D J H IRA FBO D J H, Address: Naples, Florida, 34104, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 08/15/2025, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-02-10
S63 Uniform Securities Agent State Law Examination 1994-05-23
  • S65 Uniform Investment Adviser Law Examination
    2003-02-10
  • S63 Uniform Securities Agent State Law Examination
    1994-05-23
Other Names
  • Christine Marie Hoffman
  • Christine M Hoffman
  • Christine Marie Caporale
  • Christine Marie Caporale
  • Christine Marie Hoffman

View on SEC IAPD

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