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8 Third Street North, Great Falls, MT 59401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-03-20 |
| ID | RA | APPROVED | 2023-03-16 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Piper Jaffray Inc. | Boise | ID | 06/1999 | 03/2023 |
| Ubs Financial Services Inc. | Boise | ID | 08/2006 | 03/2023 |
| D.A. Davidson & Co. | Eagle | ID | 03/2023 | Present |
1)Bronco Athletic Association; Boise State University; 1910 University Drive Boise Idaho 83725; start Date 7/17/07; Association; Member of Board of Directors; no time during trading hours; attend meetings. 2) Arid Club/ NON-INVESTMENT RELATED; 1137 West River Street, Boise, Idaho 83702; Non Profit Social Club; Member of Board of directors; Start Date 9/28/2020; 2 HR/WK; NO TIME DEVOTED DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 1994-01-19 |
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