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One Post Office Square, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2021-12-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brandes Investment Partners, L.P. | La Jolla | CA | 10/2004 | Present |
| Alps Distributors, Inc. | Denver | CO | 09/2015 | Present |
| Eaton Vance Distributors Inc. | Boston | MA | 11/2021 | Present |
*634811- Harden Family Trust; Investment related: Yes; San Clemente, California; Rental Property; No role or position / passive income only (proprietor, partner, officer, director, employee, trustee, agent); 04/2025; During business hours: 0; After business hours: 0; No duties or obligations
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-05-26 |
| S63 | Uniform Securities Agent State Law Examination | 1993-12-23 |
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