Best Investors
Account
Sign in
Best Investors
Account
Sign in
4350 Congress Street Suite 1000, Charlotte, NC 28209 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-01-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Wealth Management | Denver | CO | 03/2017 | 01/2020 |
| Unemployment | Parker | CO | 11/2016 | 02/2017 |
| Rising Star Distributors | Paradise Valley | AZ | 10/2020 | 10/2022 |
| Piedmont Capital Distributors | Corona Del Mar | CA | 01/2021 | 10/2022 |
| Unemployed | Denver | CO | 02/2020 | 09/2020 |
| Sterling Capital Distributors, Llc | Parker | CO | 12/2022 | Present |
| Sterling Capital Management Llc | Parker | CO | 11/2022 | Present |
| Columbia Management Advisors, Llc | Charlotte | NC | 04/2005 | 10/2016 |
| Columbia Threadneedle Investments | Denver | CO | 07/2003 | 10/2016 |
1) RashoConsulting, LLC; Not Investment Related; Parker, CO; Consulting; Owner; Founder; 01/2021; 0 hrs/mo. 2) Wallbridge Shopp Family Farm; non-investment-related; Palisade, NE; farming and ranching, partner; 09/1969; 0 hrs/mo. 3) Sterling Capital Mangement; non-investment-related; Charlotte, NC; External Wholesaler; Director; Start 11/2022; 180 Hours per month, 0 During trading hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-04-15 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-20 |
Reach out to this advisor