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3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2023-12-19 |
Branch Locations
Mutual Of Omaha Plaza, Omaha, NE 68175 • United States
Henderson, NV • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nationalplanning Holdings | Denver | CO | 12/2015 | 05/2017 |
| Axa Distributors, Llc | Jersey City | NJ | 07/2017 | 06/2020 |
| Equitable Distributors, Llc | Jersey City | NJ | 07/2017 | 06/2022 |
| Fisher Investments | Henderson | NV | 06/2022 | 11/2022 |
| Whalen Wealth Management Inc. Dba Whalen Financial | Las Vegas | NV | 03/2023 | 10/2023 |
| Unemployed | Las Vegas | NV | 11/2022 | 03/2023 |
| Mutual Of Omaha Investor Services | Omaha | NE | 10/2023 | Present |
| Mutual Of Omaha Insurance Company | Omaha | NE | 10/2023 | Present |
Insurance Agent - Start Date: 10/2023 - Non-investment Related - Insurance lines of business: VARIABLE AND FIXED ANNUITIES, LIFE, HEALTH, SR. HEALTH- NO DIRECT SELLING TO CONSUMERS. WHOLESALING ROLE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-06-02 |
| S66 | Uniform Combined State Law Examination | 2016-03-11 |
| S63 | Uniform Securities Agent State Law Examination | 2013-08-08 |
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