Best Investors Account Sign in
Inactive

Mark Spencer Butterworth

Butterworth Financial LLC

Danvers, MA

Claim This Profile
Current Employers
Butterworth Financial Llc

7 Federal Street, Suite 36, Danvers, MA 01923 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-05-31
MA RA APPROVED 2023-04-26
NH RA APPROVED 2023-04-13
  • CA RA
    APPROVED
    Since 2023-05-31
  • MA RA
    APPROVED
    Since 2023-04-26
  • NH RA
    APPROVED
    Since 2023-04-13

Branch Locations

7 Federal Street, Suite 36, Danvers, MA 01923 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) Danvers MA 01/2002 08/2023
Butterworth Financial, Llc Danvers MA 01/2023 Present
  • 01/2002 → 08/2023
    Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
    Danvers, MA
  • 01/2023 → Present
    Butterworth Financial, Llc
    Danvers, MA
Previous Registrations
  • 2006-01-24 → 2023-08-04
    Lpl Financial Llc
    Danvers, MA
    Danvers, MA
    Danvers, MA
    Danvers, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-01-28
S63 Uniform Securities Agent State Law Examination 1993-11-11
  • S65 Uniform Investment Adviser Law Examination
    2000-01-28
  • S63 Uniform Securities Agent State Law Examination
    1993-11-11
Designations
Other Names
  • Mark Spencer Butterworth
  • Mark S. Butterworth

View on SEC IAPD

Other Firms

ONEDIGITAL
RBC CAPITAL MARKETS, LLC
JANNEY MONTGOMERY SCOTT LLC
ROBERT W. BAIRD & CO. INCORPORATED
CETERA INVESTMENT ADVISERS LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
FORTIS CAPITAL ADVISORS, LLC
NVEST FINANCIAL, LLC

Other Investors

CAMAY KWONG PASCUCCI
KATELYNN JULIE KENDALL
Zachary Delano
DOUGLAS TILGHMAN WILSON
Mark Patrick Sullivan
JAMES FRANKEL HORROCKS
SEAN PATRICK GIBBONS
SHANE POULIN

Other Offices

ONEDIGITAL · Danvers, MA
RBC CAPITAL MARKETS, LLC · DANVERS, MA
JANNEY MONTGOMERY SCOTT LLC · Danvers, MA
ROBERT W. BAIRD & CO. INCORPORATED · Danvers, MA
CETERA INVESTMENT ADVISERS LLC · DANVERS, MA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Danvers, MA
FORTIS CAPITAL ADVISORS, LLC · Danvers, MA
NVEST FINANCIAL, LLC · DANVERS, MA

More in Danvers, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor