Daniel Kenneth Phelps

Current Employers

Oxford Capital

1282 Win Hentschel Blvd. Suite 1300, West Lafayette, IN 47906 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2024-09-13

IN RA
APPROVED

Since 2024-09-13

Branch Locations

1282 Win Hentschel Blvd. Suite 1300, West Lafayette, IN 47906 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Foster Phelps Asset Management Pllc (160531)	Grosse Pointe Woods	MI	03/2012	Present

03/2012 → Present

Foster Phelps Asset Management Pllc (160531)

Grosse Pointe Woods, MI

Previous Registrations

2012-06-01 → 2018-11-08

Spanish Peaks Capital Management

Big Sky, MT
2009-12-18 → 2011-12-02

Fifth Third Securities, Inc.

Cincinnati, OH

Cincinnati, OH

Cincinnati, OH

Cincinnati, OH

Cincinnati, OH
2008-03-14 → 2009-09-30

Chase Investment Services Corp.

Clinton Township, MI
2006-10-24 → 2008-02-01

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bloomfield Hills, MI

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-08-16
S66	Uniform Combined State Law Examination	2006-10-23

S65 Uniform Investment Adviser Law Examination

2024-08-16
S66 Uniform Combined State Law Examination

2006-10-23