Joseph Robert Richard

Current Employers

Advisors Capital Management, Llc

10 Wilsey Square Suite 200, Ridgewood, NJ 07450 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2014-04-01

NJ RA
APPROVED

Since 2014-04-01

Branch Locations

145 Sully'S Trail, Pittsford, NY 14534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Advisors Capital Management, Llc	Hasbrouck Heights	NJ	03/2013	Present

03/2013 → Present

Advisors Capital Management, Llc

Hasbrouck Heights, NJ

Previous Registrations

2004-08-03 → 2013-10-31

Wall Street Financial Group, Inc.

Victor, NY

Fairport, NY

Victor, NY

Fairport, NY

Pittsford, NY

Other Businesses

1) DBA ADVISORS CAPITAL MANAGEMENT, LLC. START DATE 3/2013. 2) ADVISORS CAPITAL MANAGEMENT, LLC. REGISTERED INVESTMENT ADVISOR. START DATE 03/2013. NO CLIENTS INVOLVED. 3)VICE PRESIDENT OF SALES AT ADVISORS CAPITAL MANAGEMENT, LLC. START DATE 03/2013. NO CLIENTS INVOLVED. COMPENSATED VIA SALARY. 160 HOURS PERMONTH, 6.5 HOURS DURING TRADING HOURS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-03-27
S63	Uniform Securities Agent State Law Examination	1999-02-02

S65 Uniform Investment Adviser Law Examination

2001-03-27
S63 Uniform Securities Agent State Law Examination

1999-02-02

View on SEC IAPD

Current Employers

Advisors Capital Management, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews