Jay Alan Wallinger

Current Employers

Employment History

• 09/1993 → 09/2016
  Vsr Financial Services, Inc.
  Overland Park, KS
• 08/2007 → 09/2016
  Vsr Advisory Services
  Overland Park, KS
• 09/2016 → 07/2019
  Summit Brokerage Services, Inc.
  Stuart, NE
• 09/2016 → 07/2019
  Summit Financial Group, Inc.
  Boca Raton, FL
• 07/2019 → 06/2024
  Securities America, Inc.
  Stuart, NE
• 07/2019 → 06/2024
  Securities America Advisors
  Stuart, NE
• 06/2024 → Present
  Osaic Wealth, Inc.
  Stuart, NE

Previous Registrations

• 2019-07-08 → 2024-06-14
  Securities America Advisors, Inc.
  Stuart, NE
• 2016-09-01 → 2019-07-11
  Summit Financial Group Inc
  Stuart, NE
  Stuart, NE
• 2003-02-18 → 2016-09-01
  Vsr Financial Services, Inc.
  Stuart, NE
  Stuart, NE
  Overland Park, KS
  Overland Park, KS
• 1998-09-11 → 2003-02-11
  The Masters, Inc.
  Overland Pk, KS

Other Businesses

1. Stuart Community Foundation Fund Position: Volunteer Nature: Stuart Community Foundation Fund Volunteer Investment Related: No Hours: 5 Securities Trading Hours: 5 Start Date: 01/01/2002 Address: PO Box 85, Stuart NE 68780 2. Stuart Development Corp, Inc. Position: Volunteer Nature: Community Volunteer on the Stuart Development Corp Investment Related: No Hours: 1 Securities Trading Hours: 1 Start Date: 02/01/2019 Address: PO Box 144, Stuart NE 68780 3. Land Rental and Agriculture Position: Owner Nature: Land/Real Estate/ Rental and Agricultural use Investment Related: No Hours: 5 Securities Trading Hours: 0 Start Date: 01/01/2014 Address: 46750 879th Rd, Stuart NE 68780 4. WALLINGER FINANCIAL SERVICES LLC POSITION: owner/manager NATURE: Wallinger Financial Services, Life, LTC and disability sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 06/01/2017 ADDRESS: 206 E 1st Street Suite 2, PO Box 318, Stuart NE 68780 DESCRIPTION: Annuity, Life, LTC and disability sales 5. NEBRASKA COMMUNITY FOUNDATION INVESTMENT COMMITTEE POSITION: Committee member NATURE: The Nebraska Community Foundation has asked me to serve as a volunteer on their Investment Committee. The charter states that specific duties include; Review of the Foundation's Investment Policy and recommending needed changes; Oversight of the Foundation's Investment Managers; Review of Performance of the Investment Managers and recommending if the manager should be retained; Periodically recommending endowment payout rates to the Board. They meet 4 times per year by zoom. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2023 ADDRESS: PO Box 83107, Lincoln NE 68501 DESCRIPTION: I would say this is the same as is detailed in question #1 above. Thank you. 6. WALLINGER FINANCIAL SERVICES POSITION: Notary NATURE: General Notary License INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/21/2023 ADDRESS: 206 E 1st Street Suite 2, PO Box 318, Stuart NE 68780, United States DESCRIPTION: I am a general notary. Occasionally I will be asked to notarize something. Very occasional!

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-08-04
• S63 Uniform Securities Agent State Law Examination
  1993-11-10