Best Investors
Account
Sign in
Best Investors
Account
Sign in
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-11-12 |
| TX | RA | APPROVED_RES | 2020-11-12 |
Branch Locations
11400 West Olympic Blvd. Suite 635, Los Angeles, CA 90064 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Berman Financial Services, Inc. | Los Angeles | CA | 01/1988 | Present |
| First Allied Advisory Services, Inc. | Chesterfield | MO | 01/2007 | 11/2020 |
| First Allied Securities, Inc. | Los Angeles | CA | 05/2008 | 09/2022 |
| First Allied Advisory Services | Schaumburg | IL | 11/2020 | 11/2020 |
| Cetera Advisors Llc | Los Angeles | CA | 09/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2020 | Present |
1.)BERMAN FINANCIAL SERVICES; President & Owner; Non-CPA Accounting and/or Tax Preparation; START DATE:5/30/2008. 2.) Berman Family LP; Managing Partner; Fiduciary Position (Trustee, POA, Executor, etc.); start date 06/01/2006; 4 hours per month. 3.) Martin Berman Tax Consultant Inc.; Owner; Non-CPA Accounting and/or Tax Preparation; start date 08/09/1988; 160 hours per month.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-12-16 |
Reach out to this advisor