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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-05-20 |
| NJ | RA | APPROVED | 2026-05-19 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
100 Willow Brook Rd Ste 250, Freehold, NJ 07728 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Investment Services, Llc | Freehold | NJ | 05/2026 | Present |
| Kestra Advisory Services, Llc | Freehold | NJ | 05/2026 | Present |
| Metlife Securities Inc. | Wall Township | NJ | 01/2015 | 02/2023 |
| Massachusetts Mutual Life Insurance Company | Freehold | NJ | 07/2016 | 02/2023 |
| Mml Investors Services, Llc | Freehold | NJ | 03/2017 | 02/2023 |
| Arkhitekton Financial Group | Freehold | NJ | 02/2023 | 05/2026 |
| Commonwealth Financial Network | Waltham | MA | 02/2023 | 05/2026 |
Name: SHETLAND SHEEP DOG PLACEMENT OF NJ POSITION: Vice President NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 05/19/2026 ADDRESS: 107 Broad St, Suite 694, Hainesport NJ 08036, United States DESCRIPTION: Foster Dogs, Interview prospective Foster homes or Adopters. Home checks to make sure home is appropriate and safe for a Rescue Sheltie. They are high energy herding dogs and are an escape risk if not properly fenced or leashed. Transport dogs to foster or adoptive homes. Name: ARKHITEKTON LLC POSITION: Registered Assistant NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/19/2026 ADDRESS: 100 Willow Brook Rd, Suite 250, Freehold NJ 07728, United States DESCRIPTION: Client contact, applications, Trading non-discretionary, Client service work Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/19/2026 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-04-21 |
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