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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
| TX | RA | APPROVED_RES | 2013-08-22 |
Branch Locations
1174 Veterans Memorial Hwy, Hauppauge, NY 11788 • United States
East Setauket, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Smithtown | NY | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Hauppauge | NY | 03/2020 | Present |
Business Ownership; HH Dunes, LLC; Owner and Manager of rental real estate property; Rental Real Estate; 3 Magnolia Crescent Road, , Hilton Head Island, SC, 29928; Investment-Related; 02/28/2020; 1 to 9 hours per month; 0 during trading hours / Happy Valley Kids, LLC; Owner; Real Estate; 190 Faith Circle, , Boalsburg, PA, 16827; Investment-Related; 10/05/2023; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Certainty of Uncertainty, LLC; Independent Contractor of Legal Entity; Compensation received from an advisor owned entity established to manage the practice.; 1174 Veterans Highway, , Hauppauge, NY, 11788; Investment-Related; 01/01/2022; 60 hours per month; 60 during trading hours. Other Business Activities; Fieldstone at Commack, LLC; Rental Real Estate Apartments; 7600 Jericho Tpke Suite 100, , Woodbury, NY, 11797; Investment-Related; 12/01/2018; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-02-10 |
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