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James Joseph Beaudreau

Asset Strategies Group, LLC

Littleton, CO

Highlands Ranch, CO

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Current Employers
Asset Strategies Group, Llc

1745 Shea Center Drive Suite 400, Highlands Ranch, CO 80129 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2010-02-04
  • CO RA
    APPROVED
    Since 2010-02-04

Branch Locations

Littleton, CO • United States

1745 Shea Center Drive Suite 400, Highlands Ranch, CO 80129 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Drury Hotels Colorado Springs CO 03/2015 08/2023
Asset Strategies Group, Llc Highlands Ranch CO 11/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-12-13
S63 Uniform Securities Agent State Law Examination 1993-10-28
  • S65 Uniform Investment Adviser Law Examination
    2009-12-13
  • S63 Uniform Securities Agent State Law Examination
    1993-10-28

View on SEC IAPD

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