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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2023-10-23 |
| TX | RA | APPROVED_RES | 2023-10-17 |
Branch Locations
7185 Sw Sandburg St. Suite 200, Tigard, OR 97223 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bennett,Herman,Geertsen,Llc | Clackamas | OR | 06/2002 | 12/2017 |
| Sagepoint Financial, Inc. | Phoenix | AZ | 01/2009 | 09/2023 |
| Osaic Wealth, Inc. | Clackamas | OR | 09/2023 | 10/2023 |
| Lpl Financial Llc | Clackamas | OR | 10/2023 | Present |
1) 08/22/2023 - BENNETT, HERMAN & GEERTSEN, LLC - Business Entity For Tax/Investment Purposes Only - OR 97015 - Investment related - 50 Hours per month Start date: 5/17/2004. 2) 08/22/2023 - Northpoint Personalized Wealth Management - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 3) 08/22/2023 - HERMAN INVESTMENT MANAGEMENT, INC. - Business Entity For Tax/Investment Purposes Only - OR 97015 - Non investment related - 1% Time spent - Start date: 3/26/2014. 4) 08/22/2023 - Non-Variable Insurance - Annuity Source - OR 97015 - Investment related - 2 Hours per month - Start date: 10/17/1994.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-11-09 |
| S63 | Uniform Securities Agent State Law Examination | 1993-12-17 |
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