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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-06-03 |
Branch Locations
1300 Summit Ave Ste 120, Fort Worth, TX 76102 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Btj Financial Services, Inc. | Arlington | TX | 01/2002 | Present |
| Axa Advisors, Llc | New York | NY | 10/2014 | 06/2019 |
| Lpl Financial, Llc | Fort Worth | TX | 06/2021 | Present |
1)06/2021 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - WILLIAMS FINANCIAL SERVICES - INVESTMENT RELATED - FORT WORTH, TX 76102 2)06/2021 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - LEGACY FINANCIAL SERVICES - INVESTMENT RELATED - FORT WORTH, TX 76102 3)2004 - REAL ESTATE RENTAL - BTJ PROPERTIES, LLC - 0HRS/MO DURING TRADING - INVESTMENT RELATED - ARLINGTON, TX 76012 4)2002 - TAX PREP/ACCOUNTING/CPA - BTJ FINANCIAL SERVICES INC - 20HRS/MO 0HRS DURING TRADING - INVESTMENT RELATED - ARLINGTON, TX 76012 5)2002 - PROPERTY AND CASUALTY - BTJ FINANCIAL SERVICES, INC - 2HRS/MO 0HRS DURING TRADING - INVESTMENT RELATED - ARLINGTON, TX 76012
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-01-26 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-27 |
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