Craig Michael Galovich

Current Employers

Stonex Advisors Inc.

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2015-01-30

PA RA
APPROVED

Since 2015-01-30

Branch Locations

736 W. Ingomar Road, Ingomar, PA 15127 • United States

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Galovich Financial Plning Serv Inc	Ingomar	PA	02/1992	Present
Stonex Securities Inc	Ingomar	PA	09/2014	Present
Stonex Advisors Inc	Ingomar	PA	01/2015	Present

02/1992 → Present

Galovich Financial Plning Serv Inc

Ingomar, PA
09/2014 → Present

Stonex Securities Inc

Ingomar, PA
01/2015 → Present

Stonex Advisors Inc

Ingomar, PA

Previous Registrations

2014-12-03 → 2015-01-30

Wrp Investments, Inc.

Youngstown, OH

Other Businesses

CRAIG M. GALOVICH, 736 W. INGOMAR RD., INGOMAR, PA 15127, SOLE PROPRIETORSHIP NATURE OF BUS: INSURANCE AGENT TITLE: AGENT DUTIES: LIFE INSURANCE SALES BUSINESS START DATE: 05/01/2000 PERCENT OF TIME: 5% COMPENSATION: COMMISSION - 1099 Galovich Financial Planning Services 736 W. Ingomar Raod Ingomar, PA 15127 Title: President Business Start Date: 09/01/2013 Approximately 160 - 170 hours hours per month spent on OBA all during market hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-12-18
S63	Uniform Securities Agent State Law Examination	1993-10-05

S65 Uniform Investment Adviser Law Examination

2012-12-18
S63 Uniform Securities Agent State Law Examination

1993-10-05

View on SEC IAPD