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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
| TX | RA | APPROVED_RES | 2014-07-25 |
Branch Locations
491 Whitney Rd West, Penfield, NY 14526 • United States
400 Meridian Centre Suite 101, Rochester, NY 14618 • United States
Fairport, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Rochester | NY | 11/2005 | Present |
| Massmutual Life Insurance Co | Rochester | NY | 11/2005 | Present |
1)Name: Bruce Marche, Inv Rel: Y Addr:115 South Ave, Rochester NY 14604 Nature: Provide support & advice to Rochester area libraries from a $5 million investment fund, Position: Board Member, Start: 5/1/22, No Hr/Mo:2 hr/every 6 months, No Hr/Mo dur Trading:0, Duties: Participant on the Board of the Reynolds Library.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-03 |
| S63 | Uniform Securities Agent State Law Examination | 1993-11-11 |
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