John Kenneth Baker

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2025-03-06
NJ	RA	APPROVED	2025-03-06
PA	RA	APPROVED	2025-03-06

MA RA
APPROVED

Since 2025-03-06
NJ RA
APPROVED

Since 2025-03-06
PA RA
APPROVED

Since 2025-03-06

Branch Locations

991 Us 22 Suite 200, Bridgewatr, NJ 08807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Investment Center, Inc.	Bridgewater	NJ	11/1998	03/2025
Lpl Financial Llc	Bridgewatr	NJ	03/2025	Present
Ic Advisory Services, Inc.	Bridgewater	NJ	06/2006	03/2025

11/1998 → 03/2025

The Investment Center, Inc.

Bridgewater, NJ
03/2025 → Present

Lpl Financial Llc

Bridgewatr, NJ
06/2006 → 03/2025

Ic Advisory Services, Inc.

Bridgewater, NJ

Previous Registrations

2006-06-02 → 2025-03-06

Ic Advisory Services, Inc.

Bedminster, NJ

Bridgewater, NJ
2002-10-18 → 2006-06-02

The Investment Center, Inc.

Bridgewater, NJ

Bridgewatr, NJ

Other Businesses

1. 03/06/2025-Chimney Rock Financial Planning- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 12/13/2024- 50 Hours Per Month- 10 Hours During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-12-11
S63	Uniform Securities Agent State Law Examination	1993-11-04

S66 Uniform Combined State Law Examination

2002-12-11
S63 Uniform Securities Agent State Law Examination

1993-11-04

View on SEC IAPD