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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2021-01-21 |
| TX | RA | APPROVED | 2009-11-24 |
Branch Locations
16220 N Scottsdale Rd Ste 250, Scottsdale, AZ 85254 • United States
161 E Rivulon Blvd Ste 108, Gilbert, AZ 85297 • United States
Scottsdale, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Mesa | AZ | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Gilbert | AZ | 03/2020 | Present |
Real Estate Ownership; Single Family; 4289 Solace St, , Las Vegas, NV, 89135; Investment-Related; 08/13/2023. Business Ownership; SMR RENTALS LLC; I own the LLC and acquire properties for rent.; Real Estate Rentals; 18126 N 99th St, , Scottsdale, AZ, 85255; Investment-Related; 05/26/2011; 1 to 9 hours per month; 0 during trading hours / SR Photography; Photography; Photography Business. Stock, Portrait, and events.; 18126 N 99th St, , Scottsdale, AZ, 85255; Not Investment-Related; 08/01/2005; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Scottsdale Corvette Club; Board Member; None, ,; Not Investment-Related; 09/01/2018; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 1993-11-12 |
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