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Viveka Sharma

Morgan Stanley

Irvine, CA

Newport Beach, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-02-25
CA RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2019-02-25
  • CA RA
    APPROVED
    Since 2009-06-01

Branch Locations

1901 Main Street Suite 700, Irvine, CA 92614 • United States

800 Newport Center Drive Suite 500, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Los Angeles CA 05/2006 Present
Morgan Stanley Los Angeles CA 06/2009 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-09
  • S66 Uniform Combined State Law Examination
    2005-12-09

View on SEC IAPD

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