Marianne H Minio

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-10-26

NY RA
APPROVED

Since 2021-10-26

Branch Locations

One Jericho Plaza Suit 205, Jericho, NY 11753 • United States

Massapequa Park, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Jericho	NY	07/2015	Present

07/2015 → Present

Ubs Financial Services Inc

Jericho, NY

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1993-10-29

S63 Uniform Securities Agent State Law Examination

1993-10-29

Other Names

Marianne Murphy
Marianne Helen Murphy
Marianne Helen Murphy
Marianne Helen Minio

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

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