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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-12 |
| CO | RA | APPROVED | 2019-08-06 |
Branch Locations
25207 E Indore Drive, Aurora, CO 80016 • United States
Aurora, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors, Inc. | Denver | CO | 12/2015 | 10/2016 |
| Fit Asset Management | Denver | CO | 10/2016 | 02/2019 |
| Covr Financial Technologies | Boise | ID | 02/2019 | 07/2019 |
| The Leaders Group, Inc. | Littleton | CO | 03/2019 | 07/2019 |
| Cetera Investment Services Llc | St.CLoud | MN | 07/2019 | Present |
| Cetera Investment Advisors Llc | Aurora | CO | 07/2019 | Present |
USA HOCKEY REFEREE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-06-25 |
| S65 | Uniform Investment Adviser Law Examination | 2011-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 2003-09-19 |
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