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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2020-01-03
TX RA APPROVED 2020-01-03
WA RA APPROVED 2020-01-03
  • OR RA
    APPROVED
    Since 2020-01-03
  • TX RA
    APPROVED
    Since 2020-01-03
  • WA RA
    APPROVED
    Since 2020-01-03

Branch Locations

12665 Sw 69Th Ave. Suite 100, Tigard, OR 97223 • United States

1499 Se Tech Center Pl Ste 150, Vancouver, WA 98683-5529 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sagepoint Financial, Inc Vancouver WA 02/2009 01/2020
Sagepoint Financial, Inc Portland OR 02/2009 01/2020
Lpl Financial, Llc Portland OR 01/2020 Present
  • 02/2009 → 01/2020
    Sagepoint Financial, Inc
    Vancouver, WA
  • 02/2009 → 01/2020
    Sagepoint Financial, Inc
    Portland, OR
  • 01/2020 → Present
    Portland, OR
Previous Registrations
  • 2012-12-05 → 2020-01-08
    Osaic Services, Inc.
    Portland, OR
    Phoenix, AZ
    Vancouver, WA
  • 2003-06-16 → 2017-04-27
    U.S. Investors International
    Portland, OR
    Portland, OR
Other Businesses

1.01/03/2020; Investment products and services are offered through LPL Financial LLC using the DBA/trade name US Investors International /; Investment Related; at Reported Business Location(s); Start Date 12/24/2019; hrs/mth; hrs during trading 2.01/03/2020; ; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 12/24/2019; hrs/mth; hrs during trading 3.01/03/2020; Community College Instructor; Instructor; Investment Related; at Reported Business Location(s); Start Date 12/24/2019; 3hrs/mth; 0hrs during trading 4.01/03/2020; Lewelling Family LLC; Business Entity For Tax/Investment Purposes Only; Investment Related; at Reported Business Location(s); Start Date 12/24/2019; 2hrs/mth; 0hrs during trading 5.06/09/2021; Omega Alpha, LLC; Real Estate Rental; Investment Related; 12665 SW 69th Avenue Tigard,OR; Start Date 05/20/2021; 10hrs/mth; 2hrs during trading 6.06/19/2021; Lewelling Ventures, Inc.; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 05/20/2021; 30hrs/mth; 10hrs during trading 7.05/26/2026; Canby Planning Commission; Politics/ Government; Not Investment Related; Canby,OR; Start Date 05/11/2026; 5hrs/mth; 0hrs during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-02-06
S63 Uniform Securities Agent State Law Examination 1994-01-31
  • S66 Uniform Combined State Law Examination
    2002-02-06
  • S63 Uniform Securities Agent State Law Examination
    1994-01-31

View on SEC IAPD

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