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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-04-22 |
Branch Locations
3475 Lenox Rd Ne Ste 600, Atlanta, GA 30326-3219 • United States
Johns Creek, GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alliance Bernstein | Atlanta | GA | 08/2016 | 12/2018 |
| Raymond James & Associates | Atlanta | GA | 12/2018 | 09/2019 |
| Fidelity Brokerage Services Llc | Dunwoody | GA | 09/2019 | 11/2023 |
| Ameriprise Financial Services, Llc | Atlanta | GA | 04/2024 | Present |
| Unemployed | Johns Creek | GA | 12/2023 | 03/2024 |
Outside Employment; Thu Clear, Inc.; employee; Operating company for Iron Oaks Wealth Advisors, this company provides me with W2 compensation for my financial planning services.; 3475 Lenox Rd, , Atlanta, GA, 30326; Not Investment-Related; 03/26/2024; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-24 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-12 |
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