Louis Michael Bell

Current Employers

Employment History

• 09/2013 → 04/2022
  Ubd Financial Services Inc.
  New York, NY
• 04/2022 → Present
  Newedge Securities, Inc
  Pittsburgh, PA
• 04/2022 → Present
  Newedge Wealth
  Stamford, CT

Previous Registrations

• 2013-10-15 → 2022-05-12
  Ubs Financial Services Inc.
  New York, NY
  Bedford, NY
  Bedford, NY
  Palm Beach Gardens, FL
  Palm Beach Gardens, FL
• 2004-11-17 → 2013-10-16
  J.P. Morgan Securities Llc
  New York, NY
  New York, NY
  New York, NY
• 2003-07-01 → 2004-11-11
  Wells Fargo Clearing Services, Llc
  New York, NY
• 1998-08-21 → 2003-07-01
  Prudential Equity Group, Llc
  New York, NY

Other Businesses

1)CAROLINE OSTROVER 2005 TRUST*GREENWICH,CT *TRUST* OTHER TRUST*HOLD MONEY/INVESTMENTS*ACT AS TRUSTEE*7/12/12 2)CLAY OSTROVER 2005 TRUST*CT *TRUST/ OTHER TRUST / HOLD MONEY/INVESTMENTS IN TRUST*ACT AS TRUSTEE*7/12/12 3)2014 Douglas I Ostrover 2014 Descendants Trust-Co-Trustee of a client's trust*Invest Yes*Co-Trustee of a client's trust*2 per mnth/2 during trade*7/12/22 4)OLIVIA OSTROVER 2005 TRUST / CT 06830 / TRUST/ OTHER TRUST / HOLD MONEY/INVESTMENTS / TRUSTEE / / ACT AS TRUSTEE / START DATE 7/12/22 5)Reynolds Ostrover 2005 Trust*Yes Invest*Trustee for trusts for my client's children*Trustee on a client's trust that will be moving over from UBS*2 per mnth/2during work hrs*7/12/12 6)OSTROVER FIT 2012 / 10 BROAD ROAD GREENWICH,CT 06830 / TRUST/ OTHER INSURANCE TRUST / INSURANCE TRUST / TRUSTEE / / ACT AS TRUSTEE / START DATE 6/27/2013 7) Grateful Homes LLC* Bedford NY*Real Estate*Advisor or advisory group member if advice given may influence an officer/board / Speak with my wife about real estate investments / Investment in Company? YES; 50 % / Start Date 9/13/2017 8) Douglas I. Ostrover 2014 Trust dated November 20, 2014,*Invest Yes*7/12/22*Greenwich, CT*Trust to hold personal assets*Trustee*Act as trustee. There is also a GST Exempt Trust being established as part of this trust the sole purpose of which is to own an LLC which is the 100% owner of the family's new home in Florida*11/20/2014*- HOURS DEVOTED TO BUSINESS: n/a 9)Ostrover Family Irrevocable Trust 2012*Trustee of a client's life insurance trust - no bank or brokerage account*Invest Yes*Trustee of a client's life insurance trust - no bank or brokerage account; one time payment, no recurring premiums*7/12/22 10)Julian and Arlene Ostrover Irrevocable Trust*Trustee*Yes Invest*Trustee on a client's trust*7/12/22 11)Pearl I LLC*Manager of Pearl I LLC that owns a Florida property.*No Invest*My client Doug Ostrover is the granto of the trust that owns the property*1/1/18Saratoga Springs, NY 12)Lenox Advisors*Yes Invest*9/16/2022*https://www.lenoxadvisors.com/*Partner*Life Insurance*Agent*Sell life insurance*5 Hrs trade/5 Non trade 13) Julian and Arlene Ostrover Irrevocable Trust*7-12-22*Trustee on a client's trust*Investment 14)NewEdge Wealth, LLC, an IAR. Financial Advisor for investment related business for ultra-high net worth individuals. 120 hours a month during trading hours.  Home office 2200 Atlantic Street, Stamford CT, 06902. Start Date: 04/29/2022 15)Douglas Ostrover 2016 Descendants Trust*Co-trustee on client's trust.*No Invest*0hr per mnth*5/8/23* 16)Harris Amster Exemption Trust*Yes Invest*1/22/2025* NY, NY*Partner*It is an Irrevocable Trust that was created under my step-father's will for the benefit of my mother. I an one of the beneficiaries when my Mom passes away.TrusteeHelp make investment decisions; disburse funds and other typical duties of trustee. I was named as a co-trustee along with my mother and step-brother*0 Hr Trade/0 Non trade. 17)Trustee for the Feisty Farm Trust Agreement*Yes Invest*Trustee*1 Hr 10/10/25

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-11-18
• S63 Uniform Securities Agent State Law Examination
  1993-11-05