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26010 Oak Ridge Dr Suite 100, The Woodlands, TX 77380 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2020-08-07 |
| TX | RA | APPROVED | 2017-07-13 |
Branch Locations
26010 Oak Ridge Dr Suite 100, The Woodlands, TX 77380 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Proequities, Inc. | The Woodlands | TX | 06/2005 | 07/2017 |
| John-Luke Financial, Llc | Spring | TX | 02/2007 | Present |
| Mldl Holdings Llc | The Woodlands | TX | 07/2017 | Present |
DBA: JOHN-LUKE FINANCIAL,LLC; INVESTMENT RELATED; 2219 SAWDUST ROAD, UNIT 201, THE WOODLANDS, TX 77380; SECURITIES, FINANCIAL PLANNING; ANNUITIES; INVESTMENT ADVISORY REP/FINANCIAL PLANNER; STARTED 06/2005; 160 HRS/MO. 2. EQUITY INDEXED ANNUITIES WITH ALLIANZ, ING, AMERICAN EQUITY, F&G, SUNLIFE, OLD MUTUAL, INVESTORS INSURANCE CORPORATION, AVIVA; NOT INVESTMENT RELATED; 10 HRS/MO. JOHN-LUKE FINANCIAL, LLC POSITION: IAR / OWNER NATURE: SECURITIES AND INSURANCE INVESTMENT RELATED: YES NUMBER OF HOURS: 160 INVESTMENT RELATED HOURS: 130 START DATE: 04/02/2007 ADDRESS: 2219 SAWDUST ROAD, UNIT 203, THE WOODLANDS, TX 77380 DESCRIPTION: MEET WITH PROSPECTS AND DO NEEDS ANALYSIS AND MAKE RECOMMENDATIONS FOR THEIR ASSETS, MAINTAIN RELATIONSHIP AND ACCOUNTS WITH ONGOING CLIENTS, SECURITIES AND INSURANCE SALES INSURANCE SALES POSITION: OWNER NATURE: INSURANCE SALES INVESTMENT RELATED: YES NUMBER OF HOURS: 160 INVESTMENT RELATED HOURS: 130 START DATE: 02/2007 ADDRESS: 2219 SAWDUST ROAD, UNIT 203, THE WOODLANDS TX 77380 DESCRIPTION: SALE OF INSURANCE PRODUCTS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 2001-10-19 |
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