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Christopher A Etheridge

Olive Branch Capital, LLC

Olive Branch, MS

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Current Employers
Olive Branch Capital, Llc

Olive Branch, MS • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2025-01-01
TN RA APPROVED 2025-01-01
  • MS RA
    APPROVED
    Since 2025-01-01
  • TN RA
    APPROVED
    Since 2025-01-01

Branch Locations

Olive Branch, MS • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Germantown TN 11/2008 06/2019
David C. Jones (Dcj) Global Wealth Management Germantown TN 11/2008 06/2019
Olive Branch Capital, Llc Olive Branch MS 06/2019 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-09-06
S63 Uniform Securities Agent State Law Examination 1999-07-21
  • S65 Uniform Investment Adviser Law Examination
    2006-09-06
  • S63 Uniform Securities Agent State Law Examination
    1999-07-21
Other Names
  • Chris Etheridge
  • Christopher Etheridge

View on SEC IAPD

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