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Roger Turner

Wells Fargo Advisors Financial Network, LLC

Richmond, VA

St. Louis, MO

Wells Fargo Clearing Services, LLC

Richmond, VA

Henrico, VA

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2026-06-05
  • VA RA
    APPROVED
    Since 2026-06-05

Branch Locations

1800 Bayberry Ct Ste 100, Richmond, VA 23226 • United States

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2018-04-23
  • VA RA
    APPROVED
    Since 2018-04-23

Branch Locations

1800 Bayberry Ct Ste 100 Meridian Office Building, Richmond, VA 23226 • United States

Henrico, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Richmond VA 06/2026 Present
Wells Fargo Advisors, Llc Glen Allen VA 07/2014 11/2016
Wells Fargo Clearing Services, Llc Glen Allen VA 11/2016 Present
  • 06/2026 → Present
    Wells Fargo Advisors Financial Network
    Richmond, VA
  • 07/2014 → 11/2016
    Wells Fargo Advisors, Llc
    Glen Allen, VA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Glen Allen, VA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-21
S65 Uniform Investment Adviser Law Examination 2001-01-17
S63 Uniform Securities Agent State Law Examination 1993-11-16
  • S66 Uniform Combined State Law Examination
    2018-04-21
  • S65 Uniform Investment Adviser Law Examination
    2001-01-17
  • S63 Uniform Securities Agent State Law Examination
    1993-11-16
Other Names
  • Roger Turner
  • Roger Nathaniel Turner

View on SEC IAPD

Other Firms

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WEST TOWER GROUP, LLC
WELLS FARGO CLEARING SERVICES, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
UBS FINANCIAL SERVICES INC.
STIFEL, NICOLAUS & COMPANY, INCORPORATED

Other Investors

BRANDON CHRISTOPHER TAYLOR
GABRIEL CHRISTOPHER HOFFMAN
RAYMOND ZSOLT KANYO
KEVIN LAURENCE LONDON
CHRISTOPHER HARRISON HESSENFLOW
AUDREY SANDERS
EDWARD GARRETT WIRWILLE
JOHN JOSEPH SCHLICHTING

Other Offices

TAYLOR HOFFMAN CAPITAL MANAGEMENT · RICHMOND, VA
WEALTHCARE CAPITAL MANAGEMENT LLC · RICHMOND, VA
WEST TOWER GROUP, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
AMERIPRISE FINANCIAL SERVICES, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
CETERA INVESTMENT ADVISERS LLC · RICHMOND, VA
UBS FINANCIAL SERVICES INC. · RICHMOND, VA

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