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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-04-21 |
| TX | RA | APPROVED | 2026-04-21 |
Branch Locations
6745 Longshore St Suite 220, Dublin, OH 43017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Columbus | OH | 02/2014 | 04/2026 |
| Raymond James & Associates, Inc. | Dublin | OH | 04/2026 | Present |
1) STRATFORD ECOLOGICAL CENTER / 3083 LIBERTY RD DELAWARE,OH 43015 / OTHER/ AGRICULTURE & LIVESTOCK / FARM / ADVISOR OR MEMBER OF AN ADVISORY COMMITTEE, IF THE ADVICE GIVEN WILL OR MAY INFLUENCE THE BOARD OR OTHER SENIOR MANAGEMENT OR SUPERVISORY BOARD OF THE ORGANIZATION IN QUESTION / MARKETING AND DEVELOPMENT COMMITTEE / START DATE 2/7/2014 /// 2) KC Cure - Kidney Cancer Research Alliance / 1000 Dartmouth Rd, Alexandria, VA 22314 / Charity / Education / Raises awareness and research investment for kidney cancer. Also provides patient help with care and information. / Advisor or advisory group member if advice given may influence an officer/board / Help with marketing and outreach for KCCure. / Start Date 7/9/2019 /// 3) Gonya-Hull Foundation/ 1421 broad AVE/ Fundraise and scholarship awards for students in Fremont, OH/ yes/ board member/ Investment committee review of foundation portfolio/ 1 hour per a month/ 0 hour during business/ 0 hours during trading/ no comp 4) Delaware Country Foundation/ 110 Riverbend AVE, STE 101/ Community non-profit dedicated to strength the county to improve quality of like through philanthropy, addressing needs like housing, public health, and education/ Investment Committee Member/ Investment committee review of foundation portfolio/ 1 hour per month/ 0 hour during business/ 0 hours during trading/ No Comp
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-07 |
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