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Long Island City, NY • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-06-06 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 06/2015 | 01/2018 |
| Bank Of America, N.A. | New York | NY | 09/2015 | 01/2018 |
| Hsbc Bank Usa Na | New York | NY | 01/2018 | 12/2019 |
| Hsbc Securities Usa Inc | New York | NY | 01/2018 | 12/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 02/2020 | 01/2022 |
| Bank Of America, N.A. | New York | NY | 05/2020 | 01/2022 |
| Jwk Financial Llc | Stanfordville | NY | 01/2022 | Present |
| Origin Financial | San Francisco | CA | 01/2022 | Present |
JWK FINANCIAL LLC / INVESTMENT RELATED / STANFORDVILLE NY/ REGISTERED INVESTMENT ADVISOR / OWNER / JAN 2022 / 150 HOURS PER MONTH / 100% DURING TRADING HOURS Jennifer Kang also serves as a financial planner for Origin Financial, a registered investment adviser (CRD 305353). JWK and Origin Financial are unaffiliated and JWK neither controls or is controlled by Origin Financial. In Ms. Kang's role, she provides financial planning services to Clients on the Origin Financial platform. This activity does not involve a substantial amount of time that would affect JWK Clients. Referrals are not exchanged between Origin Financial and JWK.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-06-28 |
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