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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-05-10
  • TX RA
    APPROVED
    Since 2021-05-10

Branch Locations

One Post Office Square, Boston, MA 02109 • United States

Dover, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wellesley MA 08/1993 12/2020
Bank Of America, Na Boston MA 12/2009 12/2020
Ubs Financial Services Inc. Boston MA 12/2020 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-06-01
S63 Uniform Securities Agent State Law Examination 1993-12-03
  • S65 Uniform Investment Adviser Law Examination
    1994-06-01
  • S63 Uniform Securities Agent State Law Examination
    1993-12-03
Other Names
  • Peter D Laird

View on SEC IAPD

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