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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-05-10 |
Branch Locations
One Post Office Square, Boston, MA 02109 • United States
Dover, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wellesley | MA | 08/1993 | 12/2020 |
| Bank Of America, Na | Boston | MA | 12/2009 | 12/2020 |
| Ubs Financial Services Inc. | Boston | MA | 12/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 1993-12-03 |
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