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Michael Peter Anderson

Cetera Investment Advisers LLC

Alto, NM

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2019-10-24
  • NM RA
    APPROVED
    Since 2019-10-24

Branch Locations

Alto, NM • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 02/1999 Present
Cetera Investment Advisers Llc Schaumburg IL 07/1999 Present
Other Businesses

1)CPA FIRM-OWNER SINCE 7/87-SOLE PROPRIETOR-40HR/WK.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-05-04
S63 Uniform Securities Agent State Law Examination 1993-09-27
  • S65 Uniform Investment Adviser Law Examination
    1999-05-04
  • S63 Uniform Securities Agent State Law Examination
    1993-09-27

View on SEC IAPD

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