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2443 Fillmore Street Suite 380-1512, San Francisco, CA 94115 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-09-05 |
Branch Locations
2443 Fillmore Street Suite 380-1512, San Francisco, CA 94115 • United States
Fairfield, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Deutsche Bank Securities, Inc. | New York | NY | 06/2016 | 07/2019 |
| Deutsche Bank Trust Company Americas (Affiliate Of Dbsi) | New York | NY | 03/2019 | 07/2019 |
| Ubs Financial Services Inc. | Weehawken | NJ | 08/2019 | 03/2023 |
| Nvest, Inc. (Sigfig Wealth Management Llc) | San Francisco | CA | 07/2023 | Present |
| Not Employed | Fairfield | CT | 04/2023 | 07/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-01-10 |
| S63 | Uniform Securities Agent State Law Examination | 1995-12-06 |
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