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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-10-21
TX RA APPROVED 2009-08-14
  • MN RA
    APPROVED
    Since 2025-10-21
  • TX RA
    APPROVED
    Since 2009-08-14

Branch Locations

St. Cloud, MN • United States

9442 Capital Of Texas Highway North Plaza 1, Suite 500, Austin, TX 78759 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 07/2009 Present
Evergreen Wealth Management Inc. Austin TX 07/2009 Present
Previous Registrations
  • 2009-04-22 → 2009-07-29
    Austin, TX
  • 2008-09-12 → 2009-03-19
    Stanford Group Company
    Austin, TX
  • 1998-01-01 → 2008-10-02
    Banc Of America Investment Services, Inc.
    Round Rock, TX
    Round Rock, TX
Other Businesses

1) FIXED INSURANCE; DBA: EVERGREEN WEALTH MANAGEMENT, INC, SALES FROM BRANCH LOCATION, INVESTMENT RELATED 2) EVERGREEN WEALTH MANAGEMENT, INC; OWNER; ENTITY CREATED TO PROCESS OPERATING EXPENSES OF SECURITIES BUSINESS; CONDUCTED FROM BRANCH LOCATION; INVESTMENT RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-09-27
S63 Uniform Securities Agent State Law Examination 1993-10-07
  • S65 Uniform Investment Adviser Law Examination
    1995-09-27
  • S63 Uniform Securities Agent State Law Examination
    1993-10-07
Other Names
  • Mike Degolier

View on SEC IAPD

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