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Maureen Ann Hoover

Rockefeller Financial LLC

Atlanta, GA

Boca Raton, FL

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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-02-10
TX RA APPROVED 2020-01-17
  • FL RA
    APPROVED
    Since 2020-02-10
  • TX RA
    APPROVED
    Since 2020-01-17

Branch Locations

3060 Peachtree Road, Nw, Suite 110, Atlanta, GA 30305 • United States

5355 Town Center Rd Floor 6, Boca Raton, FL 33486 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Coral Springs FL 06/2009 01/2020
Rockefeller Financial Llc Boca Raton FL 01/2020 Present
Rock & Co Llc Boca Raton FL 01/2020 Present
  • 06/2009 → 01/2020
    Morgan Stanley Smith Barney
    Coral Springs, FL
  • 01/2020 → Present
    Rockefeller Financial Llc
    Boca Raton, FL
  • 01/2020 → Present
    Rock & Co Llc
    Boca Raton, FL
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-10-02
  • S63 Uniform Securities Agent State Law Examination
    1993-10-02
Other Names
  • Maureen Ann Mesday
  • Maureen A Mesday

View on SEC IAPD

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