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Kimberly Anne Figenbaum

Stifel, Nicolaus & Company, Incorporated

Boston, MA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-04-04
  • MO RA
    APPROVED
    Since 2025-04-04

Branch Locations

20 Custom House Street, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Winslow, Evans & Crocker, Inc. Boston MA 01/2014 03/2021
National Securities Corporation Boston MA 03/2021 07/2022
B. Riley Wealth Advisors Boston MA 03/2021 04/2025
B. Riley Wealth Management Boston MA 07/2022 04/2025
Stifel, Nicolaus & Company, Incorporated Boston MA 04/2025 Present
  • 01/2014 → 03/2021
    Winslow, Evans & Crocker, Inc.
    Boston, MA
  • 03/2021 → 07/2022
    National Securities Corporation
    Boston, MA
  • 03/2021 → 04/2025
    B. Riley Wealth Advisors
    Boston, MA
  • 07/2022 → 04/2025
    B. Riley Wealth Management
    Boston, MA
  • 04/2025 → Present
    Stifel, Nicolaus & Company, Incorporated
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-03-14
S63 Uniform Securities Agent State Law Examination 1993-10-12
  • S66 Uniform Combined State Law Examination
    2002-03-14
  • S63 Uniform Securities Agent State Law Examination
    1993-10-12
Designations

View on SEC IAPD

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COHERE CAPITAL · BOSTON, MA
BAYPINE HOLDINGS LP · BOSTON, MA
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA
LONGWOOD MANAGEMENT LLC · BOSTON, MA
ADVENT INTERNATIONAL, L.P. · BOSTON, MA
NEW HERITAGE CAPITAL, LLC · BOSTON, MA
WUXI HEALTHCARE VENTURES MANAGEMENT US LLC · BOSTON, MA
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