Maria Ann Gasparro

Current Employers

Employment History

• 10/2010 → 02/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Melville, NY
• 10/2010 → 02/2021
  Bank Of America,N.A.
  Melville, NY
• 02/2021 → Present
  Ubs Financial Services Inc.
  Melville, NY

Previous Registrations

• 2011-04-20 → 2021-02-22
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Melville, NY
  Brookville, NY
  Melville, NY

Other Businesses

REPORTABLE - RENTAL PROPERTY - ADDED TO CRD Status: APPRVD I*126006 For profit or not for profit: For-Profit Organization Name of outside business organization: 164-09 Investment related: N Address of business: glen head, New York 11545 Nature of business: Family Business, Position, title, association: Family Held, Start date of relationship: 1/1/2019 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: rental property where we collect rent monthly I*125999 For profit or not for profit: For-Profit Organization Name of outside business organization: goethals real estate corp Investment related: N Address of business: glen head, New York 11545 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 1/1/2018 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: two four family homes we own and rent out

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-04-19
• S63 Uniform Securities Agent State Law Examination
  1993-10-19