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Geoffrey Mchale Garfield

Compass Financial Management LLC

Darien, CT

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Current Employers
Compass Financial Management Llc

2422 W. Sunset Drive, Tampa, FL 33629 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-11-18
  • CT RA
    APPROVED
    Since 2024-11-18

Branch Locations

Darien, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Altium Wealth Management Llc Purchase NY 02/2011 06/2022
American Leak Detection Bridgeport CT 06/2024 Present
Succession Matching New York NY 06/2022 06/2024
  • 02/2011 → 06/2022
    Altium Wealth Management Llc
    Purchase, NY
  • 06/2024 → Present
    American Leak Detection
    Bridgeport, CT
  • 06/2022 → 06/2024
    Succession Matching
    New York, NY
Previous Registrations
  • 2011-03-08 → 2022-06-01
    Altium Wealth Management Llc
    Purchase, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-01-23
S63 Uniform Securities Agent State Law Examination 1993-10-04
  • S65 Uniform Investment Adviser Law Examination
    1995-01-23
  • S63 Uniform Securities Agent State Law Examination
    1993-10-04
Other Names
  • Geoff Mchale Garfield
  • Geoff Garfield

View on SEC IAPD

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